Relentless Securities & Financial Fraud Lawyers for Complex Cases
When you invest, you place trust in financial professionals, corporations, and institutions to act ethically and within the law—but that trust can be broken through fraud, negligence, or misconduct. Securities and financial fraud can take many forms, from Ponzi schemes and insider trading to misrepresentation of risks and corporate accounting scandals. At Podhurst Orseck, our experienced securities and financial fraud attorneys represent individuals, shareholders, institutions, and whistleblowers in high-stakes commercial litigation. We work to expose wrongdoing, recover financial losses, and hold powerful entities accountable for violating the trust of investors.
Navigating the Complexities of Securities & Financial Fraud
Securities and financial fraud cases involve deceptive practices that mislead investors or manipulate financial markets. These are some of the most technically challenging and document-heavy cases in business and commercial litigation, often involving violations of state and federal securities laws, accounting fraud, and breaches of fiduciary duty. At Podhurst Orseck, our team handles a wide array of financial fraud matters, including:
- Ponzi and pyramid schemes
- Insider trading
- Stock manipulation
- Misrepresentations in public offerings or filings
- Fraudulent financial reporting
- Breach of fiduciary duty by financial advisors or firms
At Podhurst Orseck, we combine legal insight, financial acumen, and relentless investigation to uncover misconduct and pursue those responsible.
Types of Securities & Financial Fraud
Anti-Trust Litigation
Antitrust violations can distort financial markets and harm investors by limiting competition, fixing prices, or creating monopolies. Our firm represents plaintiffs in complex antitrust cases involving collusion, price-fixing, bid rigging, and other unfair business practices that undermine market integrity. We pursue claims against corporations and financial institutions that violate antitrust laws, often in conjunction with securities or financial fraud.
Investment Advisor & Broker Fraud
Financial professionals are legally obligated to act in their clients’ best interest. When brokers or advisors recommend unsuitable investments, make unauthorized trades, or misrepresent risk, they can be held liable for the harm they cause. We pursue claims against brokerage firms, advisors, and wealth managers who violate those duties.
Whistleblower & Qui Tam Actions
Employees and insiders often play a crucial role in uncovering corporate fraud. We represent whistleblowers under SEC and other federal programs designed to expose misconduct in publicly traded companies and financial markets.
Corporate & Executive Misconduct
Corporate officers have a duty to provide truthful financial disclosures and manage companies in good faith. When CEOs, CFOs, or boards of directors issue misleading earnings reports or engage in deceptive practices, shareholders have the right to take legal action.
How Do I Know If I’m Eligible for a Securities & Fraud Claim?
You may be entitled to pursue a securities fraud claim if you’ve experienced significant financial losses due to misleading or deceptive investment practices. Victims often suffer harm in various ways, including:
Investment Losses
You may have lost money if you were misled by false information that artificially inflated stock prices or pushed risky investments. We help victims work with financial experts to document and recover these losses.
Retirement Fund Damage
You may qualify for restitution if fraudulent investment advice or concealed risks impacted your pension or retirement savings. We assist retirees and fiduciaries in seeking justice to protect their financial future.
Reputational and Operational Harm
Securities fraud can cause institutions financial damage, harm to reputation, operational disruption, and regulatory scrutiny. We support organizations in recovering losses and rebuilding trust with stakeholders.
If you believe you’ve been harmed by securities or financial fraud, contact our knowledgeable team today to discuss your eligibility and legal options
Financial Fraud Wins
How Podhurst Has Changed the Landscape of Securities & Fraud Litigation
Podhurst Orseck leads the charge against financial wrongdoing through precedent-setting cases that reshape accountability in the industry. Notable examples include:
These victories reflect our commitment to exposing fraud, pursuing maximum compensation, and restoring trust in the financial system.
Explore More Of Our Landmark CasesWho Can Be Held Accountable for Securities & Financial Fraud?
Many parties may be responsible for securities fraud, including:
- Public Companies: Liable for false or misleading financial disclosures that harm shareholders.
- Executives & Board Members: Held accountable if they knowingly approve fraudulent reports or hide material facts.
- Investment Firms & Brokerages: Fiduciaries who must disclose conflicts and recommend suitable investments—failure can lead to liability.
- Accountants & Auditors: Responsible for identifying and reporting irregularities; failure to do so can mean liability for enabling fraud.
- Underwriters & Financial Institutions: May be liable for inaccurate disclosures during IPOs or bond offerings.
- Other Third Parties: Attorneys, consultants, or analysts who assist fraudulently can also be held accountable.
Compensation for Securities Fraud Victims
Victims may recover significant damages through litigation, class actions, arbitration, or settlement, including:
- Recovery of investment losses and rescission of fraudulent transactions
- Lost income or dividends and interest on lost investments
- Reputational damage repair for institutions
- Attorney fees and litigation costs
- Punitive damages in cases of egregious misconduct
Whistleblowers may also be eligible for a portion of government fines or recoveries when cooperating with enforcement agencies.
Our team handles complex investigations involving extensive financial documents and regulatory cooperation to hold all responsible parties accountable.
See Our Landmark CasesHow to Hold Financial Wrongdoers Accountable
Podhurst Orseck is recognized nationally for our work in complex financial litigation. Our attorneys have:
- Litigated major securities fraud and Ponzi scheme cases
- Secured millions in recoveries for investors and institutions
- Represented clients in both state and federal courts
- Worked closely with forensic accountants, economists, and regulatory experts
- Advocated for whistleblowers in high-impact cases
We understand that financial fraud is not just about numbers—it’s about broken trust. Whether you’re a wronged investor, a harmed institution, or a whistleblower seeking justice, we bring strategic insight, tenacity, and skill to every case.
Fighting for Justice: Securities & Financial Fraud FAQs
KEY LEGAL INSIGHTS FOR VICTIMS OF FINANCIAL MISCONDUCT
What Cases Do Securities and Financial Fraud Lawyers Handle?
Our attorneys handle cases involving investment fraud, false financial disclosures, insider trading, Ponzi schemes, broker misconduct, and other violations of securities laws that cause financial harm to investors and institutions.
Who Can File a Securities Fraud Claim?
Individual investors, shareholders, institutional investors, retirement funds, and whistleblowers who have suffered financial losses or harm due to deceptive or illegal financial practices may be eligible to file claims.
Who Can Be Held Responsible for Securities and Financial Fraud?
Liable parties may include publicly traded companies, corporate executives, investment firms, brokerages, accountants, auditors, underwriters, and other third parties who knowingly participated in or enabled fraudulent conduct.
What Compensation Can Victims of Securities Fraud Recover?
Victims may recover investment losses, rescission of fraudulent transactions, lost dividends or income, interest on lost funds, reputational damage repair, attorney fees, and in some cases, punitive damages designed to punish wrongdoing.
How Long Do I Have to File a Securities Fraud Lawsuit?
There are strict statutes of limitations that vary by jurisdiction and case type. Acting promptly is essential to preserve your rights and ensure you meet all legal deadlines for filing a claim.
Facing Financial Fraud? Call Podhurst Orseck’s Securities Law Team
your trusted financial fraud attorneys
If you or your organization has suffered financial harm due to securities fraud, Ponzi schemes, or other forms of financial misconduct, Podhurst Orseck is here to help. Our attorneys offer confidential consultations and represent clients nationwide.
We offer confidential consultations and handle financial fraud cases nationwide. Contact our office today.